Managing Your Commission Management / Sharing Agreements (CSAs)

For broker-dealer clients of OMEX, our compliance-department-sensitive commission management portal (CMP) enables you to easily service respective client commission sharing needs including allocation of commissions paid for select transactions to 1 or more 3rd parties. In addition to robust reporting, OMEX CMP automates invoicing and payment requests for CSA credits and payments to 3rd parties and streamlines your back-office tasks; freeing up resources to move on to the next task with confidence.

For buy-side clients, the OMEX CMP provides granular transparency via a simple-to-navigate web interface that incorporates all of elements that you need for administering and documenting primary broker execution fees, ‘soft-dollar research’ payments and trade-away commissions to 3rd party brokers.

• On-Demand Online Statements
• Automate/Expedite full-cycle billing activities
• Invoice Review Approval System
• Organizes CSA tracking based on client approval and available credits; no more spreadsheets!
• Assists with:
• Compliance Requirements
• Client Trade and Balance Management
• CSA Payments
• Trade Adjustments & Reconciliations
• Routing and Approval Work Flow
• White-Labeling